Port State Control in the Persian Gulf: Compliance and Enforcement

Explore how Port State Control (PSC) is enforced in the Persian Gulf. Learn how inspections, international conventions, and regional cooperation shape maritime safety and compliance in this vital shipping corridor.

Why Port State Control Matters in the Persian Gulf

Every year, thousands of ships pass through the narrow, high-stakes waters of the Persian Gulf. From crude oil tankers to container giants, vessels entering ports in the Gulf are subject to rigorous scrutiny under Port State Control (PSC) systems. These inspections are more than just bureaucratic formalities—they are frontline defenses against substandard shipping, pollution, and maritime accidents.

Port State Control in this region holds even greater importance due to its strategic and economic significance. The Persian Gulf is bordered by major maritime players such as the United Arab Emirates, Saudi Arabia, Iran, Kuwait, Bahrain, Qatar, and Oman. This geography makes the area a crucial link in the global supply chain—and a hotspot for PSC compliance.

The Persian Gulf isn’t part of the Paris MoU or Tokyo MoU, but many Gulf nations align their inspection practices with IMO, ILO, and regional agreements, especially through the Riyadh MoU, formed in 2004. Over the last decade, this regional regime has grown in professionalism, enhancing both transparency and enforcement capacity.


Understanding Port State Control: A Quick Refresher

Port State Control is the authority exercised by a coastal nation to inspect foreign-flagged ships in its ports, ensuring they comply with international safety, security, and environmental standards. The legal basis lies in multiple IMO conventions, including:

  • SOLAS (Safety of Life at Sea)

  • MARPOL (Marine Pollution Prevention)

  • MLC, 2006 (Maritime Labour Convention)

  • STCW (Standards of Training, Certification and Watchkeeping)

If a ship fails inspection, it may be detained, delayed, or even denied entry—consequences with serious economic and reputational impacts.


How the Riyadh MoU Shapes Regional PSC

Established in 2004, the Riyadh Memorandum of Understanding on Port State Control is the main regional PSC framework in the Gulf. Its members include Bahrain, Kuwait, Oman, Qatar, Saudi Arabia, and the UAE, with coordination facilitated by the Riyadh MoU Secretariat based in Jeddah.

The Riyadh MoU conducts:

  • Inspections at member state ports.

  • Data sharing through platforms like Equasis and GISIS.

  • Training programs in collaboration with IMO, IACS, and national maritime academies.

  • Concentrated Inspection Campaigns (CICs), focusing on topics like crew documentation or fire safety.

Since 2021, the Riyadh MoU has aligned closely with international standards, using risk-based targeting models to identify vessels likely to have deficiencies—similar to those used by the Paris and Tokyo MoUs.

📊 Stat Alert: In 2023, the Riyadh MoU reported 3,700 inspections with a 6.2% detention rate—mostly due to fire safety systems, lifeboat arrangements, and ISM (International Safety Management) deficiencies.

(Source: Riyadh MoU Annual Report 2023)


PSC Enforcement in Key Gulf States

United Arab Emirates (UAE)

The UAE, especially through ports like Fujairah, Jebel Ali, and Ras Al Khaimah, maintains one of the region’s most robust PSC regimes. The Federal Maritime Authority ensures compliance with SOLAS, MARPOL, and MLC standards.

UAE is also a signatory to IMO’s III Code, and uses automated inspection scheduling tools. It was praised in a 2022 IMO audit for rapid reporting and transparency.

Saudi Arabia

Saudi Ports Authority (MAWANI) oversees port state control. With strategic ports like Dammam and Yanbu, Saudi Arabia has made strong investments in digitalization. In 2023, the kingdom partnered with ABS and DNV to enhance PSC officer training.

MAWANI has also incorporated real-time ship tracking via MarineTraffic and integrated PSC data into customs systems for more holistic risk profiling.

Oman

At ports such as Sohar and Salalah, Oman’s Directorate General of Maritime Affairs conducts inspections aligned with Riyadh MoU guidelines. Oman has focused particularly on environmental compliance, requiring electronic garbage logs and ballast water management records in advance of inspection.


Key Technologies Driving Compliance

Electronic Reporting and PSC Portals

Digitalization is improving transparency in inspections. Many Gulf countries now use:

  • Pre-arrival electronic submission portals

  • Integrated PSC-inspection & customs risk platforms

  • Inspection record-sharing through Equasis and GISIS

The UAE and Saudi Arabia have led the region in linking port state control databases with AIS tracking and customs clearance, reducing inspection times by 30–40%.

Use of Drones and Remote Monitoring

Since 2021, pilot projects using drones for exhaust plume analysis and hull inspections have been tested in UAE waters. Similar technologies are being trialed in Oman’s Port of Duqm with Wärtsilä and local partners.


Common Deficiencies Found in Persian Gulf Ports

Based on Riyadh MoU and BIMCO data from 2020–2023, the most frequent deficiencies recorded in Gulf port PSC inspections include:

  • Missing or malfunctioning fire detection and alarm systems

  • Incomplete or forged seafarer certificates

  • Non-compliant ballast water treatment systems

  • Lack of updated garbage management plans

  • Worn lifeboat launching equipment

These deficiencies echo global trends seen in Paris MoU and Tokyo MoU zones but with a regional tilt toward crew-related non-compliance, likely due to Gulf labor market complexities.


Real-World Application: Case of Detention in Dammam

In July 2023, a Panama-flagged general cargo ship was detained in King Abdul Aziz Port (Dammam) after a PSC inspection revealed:

  • Inoperative fire extinguishers

  • Missing STCW-compliant training records

  • High sulfur fuel oil in violation of MARPOL Annex VI

The vessel was held for six days, causing significant cargo delays. Following corrective actions and documentation, the ship was cleared but fined under Saudi port regulations.

This case, reported by The Maritime Executive, underscores the region’s readiness to act decisively on violations.


Challenges in PSC Enforcement

Flag of Convenience (FOC) Issues

The Gulf sees a high volume of FOC vessels—ships registered in countries like Panama, Liberia, or Marshall Islands. While legal, FOC vessels are statistically more likely to be non-compliant, per IHS Markit reports.

Sanctions and Political Sensitivities

Iranian ports like Bandar Abbas conduct PSC, but sanctions make data reporting difficult. Some ships avoid Iranian ports altogether, affecting inspection frequency and transparency.

Inspector Capacity and Training

Though improving, PSC inspector numbers in smaller Gulf states remain limited. In response, IMO technical cooperation programs have expanded officer training and simulation exercises in Bahrain and Kuwait since 2020.


Future Outlook: Toward Safer, Cleaner, Smarter Ports

The future of Port State Control in the Persian Gulf is increasingly digital, collaborative, and green. Upcoming developments include:

  • Blockchain-integrated PSC records for authenticity verification.

  • Emission detection AI systems tied to MARPOL compliance (e.g., piloted in Fujairah).

  • Riyadh MoU collaboration with Paris MoU to develop shared risk-based targeting algorithms by 2026.

Furthermore, with the IMO 2023 GHG Strategy in play, PSCs will soon expand their role to inspect Carbon Intensity Indicator (CII) scores and Energy Efficiency eXisting Ship Index (EEXI) compliance—making environmental enforcement central to PSC missions.


Frequently Asked Questions (FAQ)

What is Port State Control (PSC)?
Port State Control allows maritime authorities to inspect foreign ships at their ports to ensure compliance with safety, labor, and environmental rules.

Which countries are part of the Riyadh MoU?
Bahrain, Kuwait, Oman, Qatar, Saudi Arabia, and the United Arab Emirates are Riyadh MoU members.

What happens if a ship fails a PSC inspection?
Ships may be detained, delayed, fined, or denied port entry until deficiencies are corrected.

Are Persian Gulf PSCs recognized internationally?
Yes, though not part of the Paris/Tokyo MoUs, Gulf states follow IMO frameworks and report data through GISIS and Equasis.

Is Iran part of the Riyadh MoU?
No. Iran conducts its own PSC inspections but is not a Riyadh MoU member due to geopolitical factors.

What are the most common ship violations in Gulf ports?
Fire safety issues, improper crew certification, environmental breaches, and lifeboat defects are the most frequent.

How is PSC changing in the Gulf region?
The Gulf is embracing digital systems, real-time tracking, and regional cooperation to modernize enforcement.


Conclusion: Strengthening Maritime Integrity Through PSC

Port State Control in the Persian Gulf is evolving. From dusty paper logs and manual inspections to AI-based emission tracking and digital certificates, Gulf nations are raising the bar for compliance. This transformation matters not just for the region, but for the thousands of ships that pass through its waters each year.

For maritime professionals, knowing the rules—and how they’re enforced—can mean the difference between smooth sailing and costly detention. For students and enthusiasts, PSC offers a lens into how international cooperation ensures maritime safety and sustainability in one of the world’s most vital waterways.


References

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